Correspondents may use this application to enter cost basis information for Valet Asset Management accounts only. A separate form must be completed for each account. Complete this form only if either of the following applies:

Your client upgraded from an existing brokerage account to a Valet account and already had securities in the account
• Your client opened a new Valet account and transferred securities into the account
  
  

STEP 1: Enter your client and your firm related information. All fields marked with an asterisk (*) are required.

*Client Account Name:
*10 digit Brokerage Account #:
*Brokerage Firm Name:
*Branch Number:
*Your Name:
*Your Phone Number:
*Your Fax Number:
E-mail Address:

STEP 2: Enter the names of the securities held in the client’s portfolio.

• Use one box for each security name and tax lot. If the client purchased the same security at different times or for different prices, the name of the security should be entered multiple times. Example: Client bought 100 Microsoft @ $41 per share on 04/02/2002 and 200 Microsoft @ $78 on 12/30/2000. Enter Microsoft in two boxes.

• You may submit a maximum of 100 entries using this form.

• Click on the table's column headings for detailed instructions on inputting data.

• Click “PROCESS” when you are finished or “ADD MORE” to enter more security names.